Senior Manager - Client Due Diligence
RBC
•
Minneapolis, MN
0
0
0
0
Not Applicable
Posted March 26, 2026
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Responsibilities
Commitments
Responsibilities
- Evaluate client risk though due diligence, regulatory compliance, and effective risk management meeting both regulatory standards and internal requirements.
- Review and assess AML risks associated with sector, adverse media, and political exposure to meet firm requirements.
- Analyze information to ensure alignment with risk tolerance.
- Ensure detailed reports summarize findings and recommendations for internal and external stakeholders, e.g.
- AML management, auditors and regulators.
- Identify and escalate risks to management in a timely and effective manner.
- Propose risk mitigation strategies for identified concerns.
- Build and maintain productive collaborative working relationships with internal stakeholders and liaise with Enterprise Financial Crimes High Risk Client team in relation to client due diligence reviews and processes.
- Identify opportunities for training, communication, and procedural enhancements based on observations relating to client due diligence process and procedures.
- Engage and collaborate with team members through the presentation of ideas and recommendations regarding best practices.
- Provide support for technology projects relevant to client due diligence.
- Maintain industry expertise through regular participation in AML-related forums and training.
- Create and maintain various Financial Crimes procedural documentation.
- Support and coordinate responses on Internal Audit engagements, 2LOD monitoring and testing, and regulatory examinations, as needed.
Commitments
Anti-Money Laundering Compliance, Communication, Critical Thinking, Cross-Team Collaboration, Detail-Oriented, Due Diligence, Financial Services Industry, Regulatory Compliance, Risk Mitigation Strategies
City:
Country:
Work hours/week:
40
Employment Type:
Full time
Job Type:
Regular
Posted Date:
2026-03-13
Application Deadline:
2026-03-27
Note : Applications will be accepted until 11:59 PM on the day prior to the application deadline date above
Join our Talent Community
Expand your limits and create a new future together at RBC.
RBC is presently inviting candidates to apply for this existing vacancy.
Applying to this posting allows you to express your interest in this current career opportunity at RBC.
Qualified applicants may be contacted to review their resume in more detail.
Not Met Priorities
What still needs stronger evidence
Requirements
- Minimum 5 years of relevant work experience
- Strong understanding of Bank Secrecy Act (“BSA”), Office of Foreign Asset Control (“OFAC”), and other relevant U.S. regulations
- Experience conducting research and analysis involving client due diligence requirements
- Effective communication skills and ability to impact/influence
- Sound knowledge of banking/brokerage operations
- Working knowledge of systems, technology, and databases
- Proficient analytical skills
- Strong knowledge of Microsoft suite software (e.g., Word, Excel, PowerPoint
- Strong organizational/time-management skills
- Ability to effectively prioritize and complete multiple priorities
- Strong critical thinking skills and meticulous attention to detail
- Ability to interact with 1LOD/2LOD functions
- Ability to deal with ambiguity
- Ability to pursue goals and resolve obstacles encountered
- Able to contribute ideas for process improvements and adapt easily to procedural changes
- Broad knowledge of banking and investment products/services and understanding of FC-related risks (i.e., money laundering, terrorist financing, sanctions, bribery and corruption)
Preferred Skills
- Certified Anti-Money Laundering Specialist (“CAMS”) designation preferred
Education
- (Not required) – Bachelor's Degree or equivalent experience
Job Description
What is the Opportunity?
This role supports the execution and ongoing maintenance of the Client Due Diligence program for RBC US Wealth Management. The individual will provide oversight of Target Operating Model functions as a subject matter expert in client risk rating and the USWM client risk appetite.
What will you do?
Evaluate client risk though due diligence, regulatory compliance, and effective risk management meeting both regulatory standards and internal requirements.
Review and assess AML risks associated with sector, adverse media, and political exposure to meet firm requirements. Analyze information to ensure alignment with risk tolerance.
Ensure detailed reports summarize findings and recommendations for internal and external stakeholders, e.g. AML management, auditors and regulators.
Identify and escalate risks to management in a timely and effective manner. Propose risk mitigation strategies for identified concerns.
Build and maintain productive collaborative working relationships with internal stakeholders and liaise with Enterprise Financial Crimes High Risk Client team in relation to client due diligence reviews and processes.
Identify opportunities for training, communication, and procedural enhancements based on observations relating to client due diligence process and procedures.
Engage and collaborate with team members through the presentation of ideas and recommendations regarding best practices.
Provide support for technology projects relevant to client due diligence.
Maintain industry expertise through regular participation in AML-related forums and training.
Create and maintain various Financial Crimes procedural documentation.
Support and coordinate responses on Internal Audit engagements, 2LOD monitoring and testing, and regulatory examinations, as needed.
What do you need to succeed?
Bachelor's Degree or equivalent experience
Minimum 5 years of relevant work experience
Strong understanding of Bank Secrecy Act (“BSA”), Office of Foreign Asset Control (“OFAC”), and other relevant U.S. regulations
Experience conducting research and analysis involving client due diligence requirements
Effective communication skills and ability to impact/influence
Sound knowledge of banking/brokerage operations
Working knowledge of systems, technology, and databases
Proficient analytical skills
Strong knowledge of Microsoft suite software (e.g., Word, Excel, PowerPoint
Certified Anti-Money Laundering Specialist (“CAMS”) designation preferred
Strong organizational/time-management skills
Ability to effectively prioritize and complete multiple priorities
Strong critical thinking skills and meticulous attention to detail
Ability to interact with 1LOD/2LOD functions
Ability to deal with ambiguity
Ability to pursue goals and resolve obstacles encountered
Able to contribute ideas for process improvements and adapt easily to procedural changes
Broad knowledge of banking and investment products/services and understanding of FC-related risks (i.e., money laundering, terrorist financing, sanctions, bribery and corruption)
What’s in it for you?
We thrive on the challenge to be our best, progressive thinking to keep growing, and working together to deliver trusted advice to help our clients thrive and communities prosper. We care about each other, reaching our potential, making a difference to our communities, and achieving success that is mutual.
A comprehensive Total Rewards Program include competitive compensation and flexible benefits, such as 401(k) program with company-matching contributions, health, dental, vision, life, disability insurance, and paid-time off.
Leaders who support your development through coaching and managing opportunities.
Ability to make a difference and lasting impact.
Work in a dynamic, collaborative, progressive, and high-performing team.
Opportunities to do challenging work.
Opportunities to build close relationships with clients.
The expected salary range for this particular position is $90,000-$160,000 (Minnesota), depending on your experience, skills, and registration status, market conditions and business needs.
You have the potential to earn more through RBC’s discretionary variable compensation program which gives you an opportunity to increase your total compensation, provided the business meets its performance targets and you meet your individual goals.
RBC’s compensation philosophy and principles recognize the importance of a highly qualified global workforce and plays a critical role in attracting, engaging and retaining talent that:
Drives RBC’s high-performance culture
Enables collective achievement of our strategic goals
Generates sustainable shareholder returns and above market shareholder value
– POST
Job Skills
Anti-Money Laundering Compliance, Communication, Critical Thinking, Cross-Team Collaboration, Detail-Oriented, Due Diligence, Financial Services Industry, Regulatory Compliance, Risk Mitigation Strategies
Additional Job Details
Address:
250 NICOLLET MALL:MINNEAPOLIS
City:
Minneapolis
Country:
United States of America
Work hours/week:
40
Employment Type:
Full time
Platform:
GROUP RISK MANAGEMENT
Job Type:
Regular
Pay Type:
Salaried
Posted Date:
2026-03-13
Application Deadline:
2026-03-27
Note : Applications will be accepted until 11:59 PM on the day prior to the application deadline date above
Our Employment Opportunities
At RBC, we are guided by living shared values of Client First, Integrity, Collaboration, Respect and Excellence and winning together as One RBC. We believe an inclusive workplace that has diverse perspectives is core to our continued growth as one of the largest and most successful banks in the world. Maintaining a workplace where our employees feel supported to perform at their best, effectively collaborate, drive innovation, and grow professionally helps to bring our Purpose to life and create value for our clients and communities. RBC strives to deliver this through policies and programs intended to foster a workplace based on respect, belonging and opportunity for all.
Join our Talent Community
Stay in-the-know about great career opportunities at RBC. Sign up and get customized info on our latest jobs, career tips and Recruitment events that matter to you.
Expand your limits and create a new future together at RBC. Find out how we use our passion and drive to enhance the well-being of our clients and communities at jobs.rbc.com</a/span>
RBC is presently inviting candidates to apply for this existing vacancy. Applying to this posting allows you to express your interest in this current career opportunity at RBC. Qualified applicants may be contacted to review their resume in more detail.
What is the Opportunity?
This role supports the execution and ongoing maintenance of the Client Due Diligence program for RBC US Wealth Management. The individual will provide oversight of Target Operating Model functions as a subject matter expert in client risk rating and the USWM client risk appetite.
What will you do?
Evaluate client risk though due diligence, regulatory compliance, and effective risk management meeting both regulatory standards and internal requirements.
Review and assess AML risks associated with sector, adverse media, and political exposure to meet firm requirements. Analyze information to ensure alignment with risk tolerance.
Ensure detailed reports summarize findings and recommendations for internal and external stakeholders, e.g. AML management, auditors and regulators.
Identify and escalate risks to management in a timely and effective manner. Propose risk mitigation strategies for identified concerns.
Build and maintain productive collaborative working relationships with internal stakeholders and liaise with Enterprise Financial Crimes High Risk Client team in relation to client due diligence reviews and processes.
Identify opportunities for training, communication, and procedural enhancements based on observations relating to client due diligence process and procedures.
Engage and collaborate with team members through the presentation of ideas and recommendations regarding best practices.
Provide support for technology projects relevant to client due diligence.
Maintain industry expertise through regular participation in AML-related forums and training.
Create and maintain various Financial Crimes procedural documentation.
Support and coordinate responses on Internal Audit engagements, 2LOD monitoring and testing, and regulatory examinations, as needed.
What do you need to succeed?
Bachelor's Degree or equivalent experience
Minimum 5 years of relevant work experience
Strong understanding of Bank Secrecy Act (“BSA”), Office of Foreign Asset Control (“OFAC”), and other relevant U.S. regulations
Experience conducting research and analysis involving client due diligence requirements
Effective communication skills and ability to impact/influence
Sound knowledge of banking/brokerage operations
Working knowledge of systems, technology, and databases
Proficient analytical skills
Strong knowledge of Microsoft suite software (e.g., Word, Excel, PowerPoint
Certified Anti-Money Laundering Specialist (“CAMS”) designation preferred
Strong organizational/time-management skills
Ability to effectively prioritize and complete multiple priorities
Strong critical thinking skills and meticulous attention to detail
Ability to interact with 1LOD/2LOD functions
Ability to deal with ambiguity
Ability to pursue goals and resolve obstacles encountered
Able to contribute ideas for process improvements and adapt easily to procedural changes
Broad knowledge of banking and investment products/services and understanding of FC-related risks (i.e., money laundering, terrorist financing, sanctions, bribery and corruption)
What’s in it for you?
We thrive on the challenge to be our best, progressive thinking to keep growing, and working together to deliver trusted advice to help our clients thrive and communities prosper. We care about each other, reaching our potential, making a difference to our communities, and achieving success that is mutual.
A comprehensive Total Rewards Program include competitive compensation and flexible benefits, such as 401(k) program with company-matching contributions, health, dental, vision, life, disability insurance, and paid-time off.
Leaders who support your development through coaching and managing opportunities.
Ability to make a difference and lasting impact.
Work in a dynamic, collaborative, progressive, and high-performing team.
Opportunities to do challenging work.
Opportunities to build close relationships with clients.
The expected salary range for this particular position is $90,000-$160,000 (Minnesota), depending on your experience, skills, and registration status, market conditions and business needs.
You have the potential to earn more through RBC’s discretionary variable compensation program which gives you an opportunity to increase your total compensation, provided the business meets its performance targets and you meet your individual goals.
RBC’s compensation philosophy and principles recognize the importance of a highly qualified global workforce and plays a critical role in attracting, engaging and retaining talent that:
Drives RBC’s high-performance culture
Enables collective achievement of our strategic goals
Generates sustainable shareholder returns and above market shareholder value
– POST
Job Skills
Anti-Money Laundering Compliance, Communication, Critical Thinking, Cross-Team Collaboration, Detail-Oriented, Due Diligence, Financial Services Industry, Regulatory Compliance, Risk Mitigation Strategies
Additional Job Details
Address:
250 NICOLLET MALL:MINNEAPOLIS
City:
Minneapolis
Country:
United States of America
Work hours/week:
40
Employment Type:
Full time
Platform:
GROUP RISK MANAGEMENT
Job Type:
Regular
Pay Type:
Salaried
Posted Date:
2026-03-13
Application Deadline:
2026-03-27
Note : Applications will be accepted until 11:59 PM on the day prior to the application deadline date above
Our Employment Opportunities
At RBC, we are guided by living shared values of Client First, Integrity, Collaboration, Respect and Excellence and winning together as One RBC. We believe an inclusive workplace that has diverse perspectives is core to our continued growth as one of the largest and most successful banks in the world. Maintaining a workplace where our employees feel supported to perform at their best, effectively collaborate, drive innovation, and grow professionally helps to bring our Purpose to life and create value for our clients and communities. RBC strives to deliver this through policies and programs intended to foster a workplace based on respect, belonging and opportunity for all.
Join our Talent Community
Stay in-the-know about great career opportunities at RBC. Sign up and get customized info on our latest jobs, career tips and Recruitment events that matter to you.
Expand your limits and create a new future together at RBC. Find out how we use our passion and drive to enhance the well-being of our clients and communities at jobs.rbc.com</a/span>
RBC is presently inviting candidates to apply for this existing vacancy. Applying to this posting allows you to express your interest in this current career opportunity at RBC. Qualified applicants may be contacted to review their resume in more detail.